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Christopher Street
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#	Item
291	. INVESTMENT COMPANY INSTITUTE 1401 H Street, NW, Washington, DC[removed], USA Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-04-11 11:36:39 Financial services Collective investment schemes Funds Institutional investors Mutual fund Christopher Cox U.S. Securities and Exchange Commission Prospectus Financial adviser Financial economics Investment Finance
292	MEMORANDUM To: File on study on enhancing investment adviser examinations mandated under Section 914 ofthe Dodd-Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-04-01 15:02:49 Financial economics Economics Finance Davis Polk & Wardwell Christopher Cox Corporate crime U.S. Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act
293	ES150347 From: Sampson, R.L. (Rebecca) < Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-10-01 11:17:02 Finance Dodd–Frank Wall Street Reform and Consumer Protection Act Business Elisse B. Walter Christopher Cox Corporate crime U.S. Securities and Exchange Commission Financial regulation
294	Junta de Educación del Estado de Illinois 100 North First Street • Springfield, Illinois[removed]www.isbe.net Gery J. Chico Christopher A. Koch, Ed.D. Add to Reading List Source URL: www.isbe.net Language: Spanish - Date: 2013-09-26 12:14:01
295	tlnitnl ~tatrs ~rnatr ES151785 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-05-16 14:48:41 Financial regulation Business Risk Christopher Cox Conflict minerals Corporate crime U.S. Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act
296	July 25, 2008 Christopher Cox Chairman U.S. Securities and Exchange Commission 100 F Street N.E. Washington, D.C[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-07-28 15:46:34 Fixed income securities Credit rating agencies Bonds Structured finance Nationally recognized statistical rating organization United States housing bubble Municipal bond Bond credit rating Collateralized debt obligation Financial economics Finance Economics
297	February 25, 2008 Via Electronic Mail The Honorable Christopher Cox, Chairman U.S. Securities and Exchange Commission Attn: Nancy M. Morris, Secretary 100 F Street, NE Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-02-25 14:51:31 Business Finance Corporate governance United States corporate law 107th United States Congress Sarbanes–Oxley Act Regulatory Flexibility Act U.S. Securities and Exchange Commission Christopher Cox Auditing Accountancy United States securities law
298	Meeting between Federal Reserve Board Staff and Representatives of the Institute of International Bankers November 29, 2012 Participants: Scott Alvarez, Laurie Schaffer, Victoria Szybillo, Christopher Paridon, and Kerrie Add to Reading List Source URL: www.federalreserve.gov Language: English - Date: 2013-01-22 13:00:56 Presidency of Barack Obama Systemic risk United States federal banking legislation Federal Reserve System Financial economics Late-2000s financial crisis 111th United States Congress Dodd–Frank Wall Street Reform and Consumer Protection Act
299	Meeting between Federal Reserve Board Staff and Representatives of Citigroup Global Markets, Inc. October 15, 2012 Participants: Laurie Schaffer, Jordan Bleicher, Victoria Szybillo, Christopher Paridon, Christine Graham, Add to Reading List Source URL: www.federalreserve.gov Language: English - Date: 2013-01-22 13:00:55 Financial regulation Finance 111th United States Congress Dodd–Frank Wall Street Reform and Consumer Protection Act Presidency of Barack Obama United States federal banking legislation Swap Derivative Federal Reserve System Financial economics Late-2000s financial crisis Systemic risk
300	� The Independent Trustees of ING Funds Trust and ING Investors Trust Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-09-15 16:06:09 Subprime mortgage crisis Finance Nationally recognized statistical rating organization Money market fund U.S. Securities and Exchange Commission Financial services Christopher Cox Dodd–Frank Wall Street Reform and Consumer Protection Act Investor Protection and Securities Reform Act Financial economics Investment Funds

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